Private Stock
Private Stock
Is my name private when purchasing a stock?
I want to buy some sin stocks, but I know that it may cause problems personally if someone were to find out. I'm not a public figure or anything, but just would like it kept personal. I'm just buying it because I think it'll make money. So, the question is, can anyone see the name of someone who buys a stock somewhere? How confidential are names of people who purchase stock? I understand some large holders may have to make things public, but what about someone who just buys 100 shares or less?
Yes your name if kept private whether the stock yu purchase is held in your name or held by the brokerage firm in "street name".
Most US/Canadian customers have their brokerage firm hold the stock in "street name" which is held either in the brokerage firm's nominee name or the name of the firm's clearing agent.
The only time you name is given up is when there is an official mailing done for proxy materials which must be, by law, delivered to you.
Also, by law, if there is a proxy fight and the corporation must request the names of their shareholders.
Both of these mailing are handled by professional companies whose primary function is to do special corporate mailings and are bound by law, not to revel any names held in their data base, nor can they sell such names.
It doesn't matter how small one's holders are, the law protects the customer.
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